SFC Licences of YIP Kin 葉堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 05 May 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 12 December 2018 10 April 2020
China Vered Securities Limited 中薇證券有限公司 RE 1 11 September 2018 04 December 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 12 August 2016 06 September 2018
VC Brokerage Limited 滙盈證券有限公司 RE 1 10 November 2015 02 August 2016
VC Brokerage Limited 滙盈證券有限公司 RE 1 01 April 2003 24 October 2015
VC Brokerage Limited 滙盈證券有限公司 RE 9 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 4 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 6 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 7 01 April 2003 26 August 2003