SFC Licences of YIP Kin 葉堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 05 May 2020 | |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 12 December 2018 | 10 April 2020 |
China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 11 September 2018 | 04 December 2018 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 12 August 2016 | 06 September 2018 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 10 November 2015 | 02 August 2016 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 April 2003 | 24 October 2015 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 6 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |