SFC Licences of BOEY Yew Pun

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 04 May 2004 02 December 2004
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 23 March 2004
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 23 March 2004
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 23 March 2004
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2004
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2004