SFC Licences of LO Chung Nin 盧松年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 10 June 2016 | |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 03 April 2006 | 08 June 2016 |
| Beijing Securities Limited 北京證券有限公司 | RE | 1 | 01 April 2003 | 02 May 2006 |
| Beijing Securities Limited 北京證券有限公司 | RE | 4 | 01 April 2003 | 11 June 2003 |
| Beijing Securities Limited 北京證券有限公司 | RE | 6 | 01 April 2003 | 11 June 2003 |
| Beijing Securities Limited 北京證券有限公司 | RE | 9 | 01 April 2003 | 11 June 2003 |