SFC Licences of FAURE Emmanuel Dominique Martial
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Market Securities (Hong Kong) Limited | RO | 2 | 07 August 2020 | |
Market Securities (Hong Kong) Limited | RO | 1 | 07 August 2020 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 2 | 03 October 2012 | 31 August 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 14 June 2012 | 31 August 2015 |
Jefferies Bache (Hong Kong) Limited | RO | 2 | 14 March 2012 | 30 November 2012 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 09 March 2012 | 14 June 2012 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 06 February 2012 | 14 March 2012 |
HSBC Futures (Singapore) Pte Ltd | RO | 5 | 30 September 2009 | 27 September 2011 |
HSBC Futures (Singapore) Pte Ltd | RO | 2 | 30 September 2009 | 27 September 2011 |
HSBC Corporate Finance (Hong Kong) Limited | RO | 2 | 30 September 2009 | 27 September 2011 |
HSBC Futures (Singapore) Pte Ltd | RE | 5 | 27 May 2009 | 30 September 2009 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 27 May 2009 | 30 September 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 18 September 2008 | 30 September 2008 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 18 September 2008 | 30 September 2008 |
Newedge Broker Limited 新際經紀有限公司 | RO | 1 | 14 May 2003 | 16 July 2008 |
Newedge Broker Limited 新際經紀有限公司 | RO | 7 | 01 April 2003 | 16 July 2008 |
Newedge Broker Limited 新際經紀有限公司 | RO | 2 | 01 April 2003 | 16 July 2008 |
Newedge Broker Limited 新際經紀有限公司 | RO | 9 | 01 April 2003 | 14 May 2003 |
Newedge Broker Limited 新際經紀有限公司 | RO | 5 | 01 April 2003 | 14 May 2003 |