SFC Licences of YEUNG Kei Yuen 楊紀元

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch Far East Limited	RE	7	19 August 2013	01 November 2018
Merrill Lynch (Asia Pacific) Limited	RE	7	09 October 2012	23 September 2013
Merrill Lynch Far East Limited	RE	2	09 October 2012
Merrill Lynch Far East Limited	RE	1	09 October 2012
Merrill Lynch (Asia Pacific) Limited	RE	1	09 October 2012
Nomura Securities (Hong Kong) Limited	RE	7	07 June 2010	10 July 2012
Nomura Securities (Hong Kong) Limited	RE	1	07 June 2010	10 July 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	15 October 2008	10 July 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	15 October 2008	10 July 2012
Lehman Brothers Futures Asia Limited	RE	2	30 April 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	30 April 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	18 April 2008	29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	18 April 2008	29 September 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	08 June 2006	19 March 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	08 May 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	01 March 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	01 March 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	01 March 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	01 March 2004