SFC Licences of KWONG Wing Man 鄺穎文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 RO 9 17 March 2023
Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 RO 4 24 February 2022
Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 RO 1 24 February 2022
Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 RE 4 15 December 2021 24 February 2022
Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 RE 1 15 December 2021 24 February 2022
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 9 27 May 2014 23 April 2017
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 4 27 May 2014 23 April 2017
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 27 May 2014 23 April 2017
LGT Investment Management (Asia) Limited RE 4 04 January 2012 20 November 2013
LGT Investment Management (Asia) Limited RE 1 04 January 2012 20 November 2013
Halbis Capital Management (Hong Kong) Limited RE 9 15 July 2005 14 September 2007
Halbis Capital Management (Hong Kong) Limited RE 4 15 July 2005 14 September 2007
Halbis Capital Management (Hong Kong) Limited RE 1 15 July 2005 14 September 2007
HSBC Investment Funds (Hong Kong) Limited RE 1 20 February 2004 14 September 2007
HSBC Global Asset Management (Hong Kong) Limited RE 9 19 May 2003 14 September 2007
HSBC Global Asset Management (Hong Kong) Limited RE 4 19 May 2003 14 September 2007
Halbis Capital Management (Hong Kong) Limited RE 1 19 May 2003 30 August 2004
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 9 01 April 2003 19 May 2003
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 01 April 2003 19 May 2003
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 01 April 2003 19 May 2003
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 5 01 April 2003 13 May 2003
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 6 01 April 2003 13 May 2003