SFC Licences of WOO Chi Wai 胡志偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Broad Fund Management Limited 博大基金管理有限公司	RO	9	07 September 2023
Broad Fund Management Limited 博大基金管理有限公司	RO	4	07 September 2023
Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司	RO	9	14 June 2022	07 June 2023
Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司	RO	4	14 June 2022	07 June 2023
Sinostar Asset Management Limited 華星資產管理有限公司	RO	9	17 June 2021	23 May 2022
Sinostar Asset Management Limited 華星資產管理有限公司	RO	4	17 June 2021	23 May 2022
Sinostar Asset Management Limited 華星資產管理有限公司	RE	9	23 March 2021	17 June 2021
Sinostar Asset Management Limited 華星資產管理有限公司	RE	4	23 March 2021	17 June 2021
Midas Securities Limited 金源證券有限公司	RO	9	16 August 2018	14 March 2021
Midas Securities Limited 金源證券有限公司	RO	4	16 August 2018	14 March 2021
Midas Securities Limited 金源證券有限公司	RO	1	16 August 2018	14 March 2021
SDHG International Securities Limited 山高國際證券有限公司	RO	1	09 October 2017	22 June 2018
Red South Investment Management Limited 紅南投資管理有限公司	RO	9	12 June 2017	08 September 2017
Red South Investment Management Limited 紅南投資管理有限公司	RO	4	12 June 2017	08 September 2017
Centaline Wealth Management Limited 中原資產管理有限公司	RO	4	04 July 2013	12 July 2016
Centaline Wealth Management Limited 中原資產管理有限公司	RO	1	04 July 2013	12 July 2016
Centaline Wealth Management Limited 中原資產管理有限公司	RO	9	17 September 2012	12 July 2016
Centaline Wealth Management Limited 中原資產管理有限公司	RE	4	26 January 2012	04 July 2013
Centaline Wealth Management Limited 中原資產管理有限公司	RE	1	26 January 2012	04 July 2013
Centaline Wealth Management Limited 中原資產管理有限公司	RE	9	26 January 2012	17 September 2012
Centaline Securities Limited 中原證券有限公司	RO	1	01 November 2011	12 July 2016
Cinda International Securities Limited 信達國際證券有限公司	RE	1	01 April 2003	30 October 2011
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司	RE	9	01 April 2003	30 June 2010
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司	RE	4	01 April 2003	30 June 2010
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司	RE	6	01 April 2003	17 December 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	9	01 April 2003	17 December 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	7	01 April 2003	17 December 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	6	01 April 2003	17 December 2003
Cinda International Securities Limited 信達國際證券有限公司	RE	4	01 April 2003	17 December 2003