SFC Licences of WU Tuan-Wen Jerry 吳傳文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RO | 4 | 18 May 2012 | 18 October 2015 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RO | 1 | 18 May 2012 | 18 October 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 23 June 2008 | 01 April 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RO | 2 | 09 March 2005 | 01 April 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 09 March 2005 | 01 April 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 November 2003 | 09 March 2005 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 November 2003 | 09 March 2005 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 16 September 2003 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 16 September 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 16 September 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 16 September 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 16 September 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 16 September 2003 |