SFC Licences of LEUNG Ka Ho 梁嘉浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 10 September 2009 | 03 February 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 August 2009 | 03 February 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 01 May 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 15 April 2005 | 29 September 2008 |