SFC Licences of YEW Yat On 姚逸安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alliance Capital Partners Limited 同人融資有限公司 RO 1 02 April 2014
Alliance Capital Partners Limited 同人融資有限公司 RO 6 24 January 2014
Fulbright Capital Limited 富昌融資有限公司 RO 6 14 June 2011 01 January 2013
Fulbright Securities Limited 富昌證券有限公司 RO 1 14 June 2011 01 January 2013
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RO 1 28 June 2010 15 April 2011
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RO 6 15 June 2010 15 April 2011
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 1 11 May 2010 28 June 2010
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 6 11 May 2010 15 June 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 6 20 August 2007 30 December 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 20 August 2007 30 December 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 20 August 2007 30 December 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 23 June 2003 20 August 2007
First Shanghai Capital Limited 第一上海融資有限公司 RE 6 01 April 2003 16 May 2003