SFC Licences of TAM Ping Yee 譚秉義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CNI Global Assets Management Limited 中國北方環球資產管理有限公司 | RE | 9 | 08 December 2022 | |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 08 December 2022 | |
VC Asset Management Limited 滙盈資產管理有限公司 | RE | 9 | 20 December 2018 | 30 November 2022 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 17 May 2004 | 24 October 2022 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 03 March 2004 | 30 November 2022 |
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 01 April 2003 | 29 February 2004 |