SFC Licences of TAM Ping Yee 譚秉義

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNI Global Assets Management Limited 中國北方環球資產管理有限公司 RE 9 08 December 2022
CNI Securities Group Limited 中國北方證券集團有限公司 RE 1 08 December 2022
VC Asset Management Limited 滙盈資產管理有限公司 RE 9 20 December 2018 30 November 2022
VC Futures Limited 滙盈期貨有限公司 RE 2 17 May 2004 24 October 2022
VC Brokerage Limited 滙盈證券有限公司 RE 1 03 March 2004 30 November 2022
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 1 01 April 2003 29 February 2004