SFC Licences of LEE Yuk King, Polly 李玉瓊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 11 March 2008 | 04 March 2010 |
Grand Partners Asset Management Limited 利盟資產管理有限公司 | RE | 9 | 21 June 2006 | 24 September 2007 |
LGT Investment Management (Asia) Limited | RE | 1 | 14 April 2003 | 30 November 2005 |