SFC Licences of CHAN Kok Heng, Andy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | 1 | 20 May 2010 | 16 February 2011 |
| UBS Securities Hong Kong Limited | RO | 1 | 29 December 2005 | 16 February 2011 |
| UBS Securities Asia Limited | RE | 2 | 25 October 2005 | 16 February 2011 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 20 May 2010 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 04 February 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 04 February 2005 |