SFC Licences of HUI Ming Lai, Albert 許明禮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RO 9 21 December 2017 29 August 2018
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RO 4 21 December 2017 29 August 2018
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RO 1 21 December 2017 29 August 2018
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 9 16 May 2017 21 December 2017
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 16 May 2017 21 December 2017
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 16 May 2017 21 December 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 10 June 2015 30 March 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 10 June 2015 30 March 2017
Landmark Asset Management Limited RO 9 22 April 2010 06 May 2011
Landmark Asset Management Limited RO 4 22 April 2010 06 May 2011
UBS Securities Asia Limited RE 1 16 June 2006 19 June 2007
UBS Securities Asia Limited RE 4 12 June 2006 16 June 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 12 July 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 12 July 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 12 July 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 12 July 2004