SFC Licences of MOFFAT Kieran Alistair
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RO | 1 | 28 August 2007 | 01 June 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 28 August 2007 | 01 June 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 24 April 2007 | 28 August 2007 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 22 February 2007 | 28 August 2007 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 16 July 2004 | 07 April 2005 |