SFC Licences of SZE Ming For 施銘火

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 1 27 May 2020
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 09 September 2016
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 09 September 2016
VTB Capital Hong Kong Limited RE 4 23 May 2016 26 August 2016
VTB Capital Hong Kong Limited RE 1 23 May 2016 26 August 2016
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 1 02 August 2013 20 January 2015
Itau Asia Securities Limited 億達富亞洲證券有限公司 RE 1 18 November 2011 29 May 2013
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 05 May 2011 05 November 2011
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 05 May 2011 05 November 2011
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 21 July 2006 01 April 2011
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 21 July 2006 01 April 2011
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 9 18 May 2006 18 July 2006
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 1 18 May 2006 18 July 2006
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 17 May 2006 18 July 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 20 May 2005 01 March 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 24 January 2005 06 May 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 01 April 2003 06 May 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 01 April 2003 06 May 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 6 01 April 2003 20 October 2004
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 01 April 2003 20 October 2004