SFC Licences of WILKINSON Anthony John Cooper
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 25 October 2005 | 27 May 2011 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 27 May 2011 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |