SFC Licences of DARBY Sean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 27 February 2024 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 23 March 2023 | 03 July 2023 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 08 December 2011 | 23 March 2023 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 12 September 2011 | 08 December 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 30 November 2005 | 17 June 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 17 June 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 24 November 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 24 November 2004 |