SFC Licences of SHUM Chung Yin, Garfield 岑忠燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 March 2014 | 11 February 2017 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 19 February 2009 | 29 April 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 19 January 2009 |
| Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |