SFC Licences of CHOW Chee 周琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 07 March 2016 06 July 2018
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 24 May 2005
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 24 May 2005
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 2 05 June 2003 23 May 2005
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 05 June 2003 23 May 2005
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 29 April 2003
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 29 April 2003
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 29 April 2003
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 29 April 2003
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 29 April 2003
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 29 April 2003
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 29 April 2003
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 29 April 2003
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 29 April 2003
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 29 April 2003