SFC Licences of WONG Wah 王華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 4 09 December 2016
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 1 09 December 2016
First Securities (HK) Limited 第一證券(香港)有限公司 RO 1 25 February 2010
First Securities (HK) Limited 第一證券(香港)有限公司 RE 1 21 December 2009 25 February 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RO 4 18 October 2004 19 December 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RO 1 01 April 2003 19 December 2009