SFC Licences of WONG Wah 王華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 09 December 2016 | |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 1 | 09 December 2016 | |
First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 1 | 25 February 2010 | |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 21 December 2009 | 25 February 2010 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 4 | 18 October 2004 | 19 December 2009 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 01 April 2003 | 19 December 2009 |