SFC Licences of YU Ching, Sharon 余菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 28 April 2014 | 04 January 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 April 2014 | 04 January 2016 |
Merrill Lynch Far East Limited | RE | 2 | 05 December 2011 | 14 May 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 December 2011 | 14 May 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 December 2011 | 14 May 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 28 June 2011 | 15 October 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 September 2005 | 15 October 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 22 September 2005 | 15 October 2011 |