SFC Licences of LEE Kei Shun 李基舜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Safari Asia Limited 十八里亞洲有限公司 RO 1 18 August 2020 04 July 2022
Look's Securities Limited RO 1 12 April 2018 04 July 2022
Safari Asia Limited 十八里亞洲有限公司 RO 9 12 April 2018 04 July 2022
Safari Asia Limited 十八里亞洲有限公司 RO 4 12 April 2018 04 July 2022
Look's Securities Limited RE 1 07 February 2018 12 April 2018
Safari Asia Limited 十八里亞洲有限公司 RE 4 07 February 2018 12 April 2018
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 RO 4 28 June 2016 07 October 2017
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 RO 1 28 June 2016 07 October 2017
Formax Securities Limited 福億證券有限公司 RO 1 12 September 2014 11 December 2015
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RO 4 18 September 2012 02 January 2014
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RO 1 17 November 2011 02 January 2014
Public Securities Limited 大眾証券有限公司 RO 1 16 June 2008 29 September 2011
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 9 11 March 2008 21 May 2008
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 1 08 November 2007 21 May 2008
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 20 September 2007 08 November 2007
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 17 April 2007 16 August 2007
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 17 April 2007 16 August 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 17 July 2006 26 March 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 17 July 2006 26 March 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 09 March 2006 26 March 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 07 March 2006 26 March 2007
Fulbright Securities Limited 富昌證券有限公司 RE 1 30 October 2003 01 March 2006
Fulbright Securities Limited 富昌證券有限公司 RE 7 30 October 2003 05 November 2004
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 19 June 2003 20 October 2003
Sinofortune Securities Limited 華億證券有限公司 RE 1 01 April 2003 20 October 2003
Sinofortune Securities Limited 華億證券有限公司 RE 7 01 April 2003 12 May 2003
Sinofortune Securities Limited 華億證券有限公司 RE 6 01 April 2003 12 May 2003
Sinofortune Securities Limited 華億證券有限公司 RE 4 01 April 2003 12 May 2003