SFC Licences of WU Yinong 吳亦農

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 04 April 2014 14 December 2018
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RO 6 19 July 2013 14 December 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 13 October 2006 09 October 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 01 September 2006 09 October 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 9 01 September 2006 28 June 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 01 September 2006 13 October 2006
RE 9 12 April 2006 08 August 2006
South China Research Limited 南華資料研究有限公司 RE 4 12 April 2006 08 August 2006
South China Capital Limited 南華融資有限公司 RO 6 21 April 2005 08 August 2006
South China Capital Limited 南華融資有限公司 RE 9 01 April 2003 07 March 2006
South China Capital Limited 南華融資有限公司 RE 4 01 April 2003 07 March 2006
South China Capital Limited 南華融資有限公司 RE 6 01 April 2003 21 April 2005