SFC Licences of HO Lap Chi 何立志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司	RO	9	18 October 2018
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司	RO	4	18 October 2018
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司	RE	9	30 May 2018	18 October 2018
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司	RE	4	30 May 2018	18 October 2018
RHB Asset Management Limited 興業金融資產管理有限公司	RO	9	09 September 2016	29 May 2018
RHB Asset Management Limited 興業金融資產管理有限公司	RO	4	09 September 2016	29 May 2018
RHB Asset Management Limited 興業金融資產管理有限公司	RO	1	09 September 2016	29 May 2018
RHB Asset Management Limited 興業金融資產管理有限公司	RE	9	08 September 2015	09 September 2016
RHB Asset Management Limited 興業金融資產管理有限公司	RE	4	08 September 2015	09 September 2016
Smart Grandly Asset Management Limited 冠力資產管理有限公司	RO	9	12 February 2015	01 September 2015
Smart Grandly Asset Management Limited 冠力資產管理有限公司	RO	4	12 February 2015	01 September 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	4	29 June 2010	30 June 2014
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	9	22 October 2009	30 June 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	29 May 2007	01 July 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	4	06 May 2005	18 March 2006
VC Brokerage Limited 滙盈證券有限公司	RE	4	09 April 2003	05 May 2005
CASH Research Limited 時富證券研究有限公司	RE	4	01 April 2003	08 April 2003