SFC Licences of SOO Sk Sean 蘇彥霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | 4, 9 | 17 November 2017 | |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
RO | 1 | 17 November 2017 | |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | 1, 4 | 06 June 2013 | 08 October 2014 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | 9 | 17 October 2012 | 08 October 2014 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | 4, 9 | 28 August 2008 | 12 October 2012 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 4 | 10 May 2006 | 15 June 2007 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RE | 3 | 01 April 2003 | 15 June 2007 |
| Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 |
RE | 2 | 01 April 2003 | 15 June 2007 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 1 | 01 April 2003 | 15 June 2007 |
| Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 |
RE | 5, 9 | 01 April 2003 | 05 January 2004 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 4, 6, 9 | 01 April 2003 | 05 January 2004 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 7 | 01 April 2003 | 07 July 2003 |