SFC Licences of SOO Sk Sean 蘇彥霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
XHarbour Limited RO 9 27 April 2023
XHarbour Limited RO 4 27 April 2023
XHarbour Limited RE 9 03 March 2023 27 April 2023
XHarbour Limited RE 4 03 March 2023 27 April 2023
JVSakk Asset Management Limited 匯通永利資產管理有限公司 RO 9 17 November 2017 11 December 2022
JVSakk Asset Management Limited 匯通永利資產管理有限公司 RO 4 17 November 2017 11 December 2022
JVSakk Asia Limited 匯通永利亞洲有限公司 RO 1 17 November 2017 11 December 2022
Isola Capital Asset Management Limited 道源資產管理有限公司 RO 4 06 June 2013 08 October 2014
Isola Capital Asset Management Limited 道源資產管理有限公司 RO 1 06 June 2013 08 October 2014
Isola Capital Asset Management Limited 道源資產管理有限公司 RO 9 17 October 2012 08 October 2014
JVSakk Asset Management Limited 匯通永利資產管理有限公司 RO 9 28 August 2008 12 October 2012
JVSakk Asset Management Limited 匯通永利資產管理有限公司 RO 4 28 August 2008 12 October 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 10 May 2006 15 June 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 15 June 2007
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 01 April 2003 15 June 2007
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 01 April 2003 15 June 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 05 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 05 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 05 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 9 01 April 2003 05 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 5 01 April 2003 05 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 07 July 2003