SFC Licences of SOO Sk Sean 蘇彥霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JVSakk Asset Management Limited 匯通永利資產管理有限公司
RO 4, 9 17 November 2017
JVSakk Asia Limited 匯通永利亞洲有限公司
RO 1 17 November 2017
Isola Capital Asset Management Limited 道源資產管理有限公司
RO 1, 4 06 June 2013 08 October 2014
Isola Capital Asset Management Limited 道源資產管理有限公司
RO 9 17 October 2012 08 October 2014
JVSakk Asset Management Limited 匯通永利資產管理有限公司
RO 4, 9 28 August 2008 12 October 2012
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4 10 May 2006 15 June 2007
CES Forex (HK) Limited 光證外匯(香港)有限公司
RE 3 01 April 2003 15 June 2007
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 01 April 2003 15 June 2007
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 01 April 2003 15 June 2007
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 5, 9 01 April 2003 05 January 2004
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4, 6, 9 01 April 2003 05 January 2004
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 7 01 April 2003 07 July 2003