SFC Licences of LAM Kwong Yu 林光宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RO 4 16 March 2023
CMB International Securities Limited 招銀國際證券有限公司 RO 1 16 March 2023
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 4 30 March 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 30 March 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 04 March 2022 30 March 2022
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 04 March 2022 30 March 2022
CCB International Securities Limited 建銀國際證券有限公司 RO 4 03 January 2012 04 February 2022
CCB International Securities Limited 建銀國際證券有限公司 RO 1 03 January 2012 04 February 2022
CCB International Securities Limited 建銀國際證券有限公司 RE 4 19 January 2011 03 January 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 1 19 January 2011 03 January 2012
Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 RE 9 19 December 2008 12 February 2010
Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 RE 5 19 December 2008 12 February 2010
Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 RE 4 19 December 2008 12 February 2010
Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 RE 2 19 December 2008 12 February 2010
Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 RE 1 19 December 2008 12 February 2010
Nomura Futures (Hong Kong) Limited RE 2 11 August 2006 11 August 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 11 August 2006 11 August 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 12 June 2006 11 August 2007
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 17 October 2005 07 March 2006
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 01 April 2003 07 March 2006
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 6 01 April 2003 07 August 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 4 01 April 2003 07 August 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 9 01 April 2003 07 August 2003