SFC Licences of CHAN Kelly 陳家禮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 14 October 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 25 September 2020
Success Securities Limited 實德證券有限公司 RE 1 14 December 2004 23 August 2020
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 14 December 2004 31 March 2018
Sinofortune Securities Limited 華億證券有限公司 RE 1 01 April 2003 30 November 2004
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 01 April 2003 30 November 2004
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 5 01 April 2003 15 September 2003
Sinofortune Securities Limited 華億證券有限公司 RE 4 01 April 2003 15 September 2003
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 9 01 April 2003 01 September 2003
Sinofortune Securities Limited 華億證券有限公司 RE 6 01 April 2003 29 August 2003
Sinofortune Securities Limited 華億證券有限公司 RE 7 01 April 2003 29 August 2003