SFC Licences of CHAN Kelly 陳家禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 14 October 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 25 September 2020 | |
Success Securities Limited 實德證券有限公司 | RE | 1 | 14 December 2004 | 23 August 2020 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 14 December 2004 | 31 March 2018 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 01 April 2003 | 30 November 2004 |
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 01 April 2003 | 30 November 2004 |
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 5 | 01 April 2003 | 15 September 2003 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 4 | 01 April 2003 | 15 September 2003 |
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 9 | 01 April 2003 | 01 September 2003 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 6 | 01 April 2003 | 29 August 2003 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 7 | 01 April 2003 | 29 August 2003 |