SFC Licences of MAN Peter Kum-Chung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司
RE 1 17 August 2010 01 August 2012
Instinet Pacific Limited 極訊亞太有限公司
RE 4, 7 12 July 2006 01 August 2010
Instinet Alpha Trading Limited 極訊香港有限公司
RE 4, 7 12 July 2006 01 March 2007
Instinet Pacific Limited 極訊亞太有限公司
RE 1 03 July 2006 01 August 2010
Instinet Alpha Trading Limited 極訊香港有限公司
RE 1 03 July 2006 01 March 2007
HSBC Securities (Asia) Limited
RE 1 01 April 2003 01 April 2006
HSBC Securities (Asia) Limited
RE 4, 6, 9 01 April 2003 09 December 2003