SFC Licences of MAN Peter Kum-Chung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 17 August 2010 | 01 August 2012 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 12 July 2006 | 01 August 2010 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 12 July 2006 | 01 August 2010 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 7 | 12 July 2006 | 01 March 2007 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 4 | 12 July 2006 | 01 March 2007 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 03 July 2006 | 01 August 2010 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 1 | 03 July 2006 | 01 March 2007 |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 01 April 2006 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 09 December 2003 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 09 December 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |