SFC Licences of MAN Peter Kum-Chung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RE | 1 | 17 August 2010 | 01 August 2012 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RE | 4, 7 | 12 July 2006 | 01 August 2010 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RE | 4, 7 | 12 July 2006 | 01 March 2007 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RE | 1 | 03 July 2006 | 01 August 2010 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
RE | 1 | 03 July 2006 | 01 March 2007 |
| HSBC Securities (Asia) Limited |
RE | 1 | 01 April 2003 | 01 April 2006 |
| HSBC Securities (Asia) Limited |
RE | 4, 6, 9 | 01 April 2003 | 09 December 2003 |