SFC Licences of WONG Lai Yue 黃麗洳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
J & Partners Capital Limited 寶悅金融有限公司	RO	6	27 October 2023
Pine Peak Corporate Finance Limited 高通融資有限公司	RO	6	04 June 2021	08 September 2022
Pine Peak Corporate Finance Limited 高通融資有限公司	RO	1	04 June 2021	08 September 2022
Pine Peak Corporate Finance Limited 高通融資有限公司	RE	6	26 September 2018	20 December 2018
Pine Peak Corporate Finance Limited 高通融資有限公司	RO	1	01 March 2018	20 December 2018
Pine Peak Corporate Finance Limited 高通融資有限公司	RO	6	01 March 2018	26 September 2018
Pine Peak Corporate Finance Limited 高通融資有限公司	RE	6	24 January 2018	01 March 2018
Pine Peak Corporate Finance Limited 高通融資有限公司	RE	1	24 January 2018	01 March 2018
First Prosperous Capital Company Limited 瀚盛資本有限公司	RO	6	01 March 2017	31 August 2017
First Prosperous Capital Company Limited 瀚盛資本有限公司	RO	1	01 March 2017	31 August 2017
Huabang Corporate Finance Limited 華邦融資有限公司	RO	6	21 June 2016	16 October 2016
CMB International Capital Limited 招銀國際融資有限公司	RO	6	25 June 2015	02 November 2015
CMB International Capital Limited 招銀國際融資有限公司	RO	1	25 June 2015	02 November 2015
CMB International Capital Limited 招銀國際融資有限公司	RE	6	20 September 2010	25 June 2015
CMB International Capital Limited 招銀國際融資有限公司	RE	1	20 September 2010	25 June 2015
CMB International Capital Holdings Corporation Limited	RE	6	05 May 2010	20 September 2010
CMB International Capital Holdings Corporation Limited	RE	1	05 May 2010	20 September 2010
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	6	27 September 2007	16 April 2010
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	1	27 September 2007	16 April 2010
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司	RE	6	07 November 2005	22 August 2007
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司	RE	1	07 November 2005	22 August 2007
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	30 July 2004	07 August 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	30 July 2004	07 August 2005
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司	RE	2	23 December 2003	06 July 2004
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司	RE	1	17 July 2003	06 July 2004
Shun Loong Futures Limited 順隆期貨有限公司	RE	5	01 April 2003	10 July 2003
Shun Loong Futures Limited 順隆期貨有限公司	RE	2	01 April 2003	10 July 2003
Shun Loong Futures Limited 順隆期貨有限公司	RE	7	01 April 2003	10 July 2003
Shun Loong Futures Limited 順隆期貨有限公司	RE	9	01 April 2003	10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司	RE	9	01 April 2003	10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司	RE	1	01 April 2003	10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司	RE	7	01 April 2003	10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司	RE	4	01 April 2003	10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司	RE	6	01 April 2003	10 July 2003