SFC Licences of WONG Lai Yue 黃麗洳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 6 04 June 2021
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 1 04 June 2021
Pine Peak Corporate Finance Limited 高通融資有限公司 RE 6 26 September 2018 20 December 2018
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 1 01 March 2018 20 December 2018
Pine Peak Corporate Finance Limited 高通融資有限公司 RO 6 01 March 2018 26 September 2018
Pine Peak Corporate Finance Limited 高通融資有限公司 RE 6 24 January 2018 01 March 2018
Pine Peak Corporate Finance Limited 高通融資有限公司 RE 1 24 January 2018 01 March 2018
First Prosperous Capital Company Limited 瀚盛資本有限公司 RO 6 01 March 2017 31 August 2017
First Prosperous Capital Company Limited 瀚盛資本有限公司 RO 1 01 March 2017 31 August 2017
Huabang Corporate Finance Limited 華邦融資有限公司 RO 6 21 June 2016 16 October 2016
CMB International Capital Limited 招銀國際融資有限公司 RO 6 25 June 2015 02 November 2015
CMB International Capital Limited 招銀國際融資有限公司 RO 1 25 June 2015 02 November 2015
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 September 2010 25 June 2015
CMB International Capital Limited 招銀國際融資有限公司 RE 1 20 September 2010 25 June 2015
CMB International Capital Holdings Corporation Limited RE 6 05 May 2010 20 September 2010
CMB International Capital Holdings Corporation Limited RE 1 05 May 2010 20 September 2010
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 6 27 September 2007 16 April 2010
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 1 27 September 2007 16 April 2010
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 RE 6 07 November 2005 22 August 2007
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 RE 1 07 November 2005 22 August 2007
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 30 July 2004 07 August 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 30 July 2004 07 August 2005
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 23 December 2003 06 July 2004
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 17 July 2003 06 July 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 01 April 2003 10 July 2003
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 01 April 2003 10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 01 April 2003 10 July 2003
Shun Loong Futures Limited 順隆期貨有限公司 RE 5 01 April 2003 10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 6 01 April 2003 10 July 2003
Shun Loong Futures Limited 順隆期貨有限公司 RE 7 01 April 2003 10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 7 01 April 2003 10 July 2003
Shun Loong Futures Limited 順隆期貨有限公司 RE 9 01 April 2003 10 July 2003
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 9 01 April 2003 10 July 2003