SFC Licences of GREGORY Paul Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 9 | 15 June 2009 | 31 December 2009 |
Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 4 | 15 June 2009 | 31 December 2009 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 02 December 2004 | 03 March 2006 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 02 December 2004 | 03 March 2006 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 April 2003 | 02 December 2004 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 02 December 2004 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 9 | 01 April 2003 | 31 August 2004 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 01 April 2003 | 31 August 2004 |