SFC Licences of YANG Kirk Y-C 楊應超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 17 November 2010 | 21 April 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 30 August 2010 | 17 November 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 March 2010 | 25 May 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 14 February 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 15 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 15 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 15 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 15 October 2003 |