SFC Licences of HO Sai Man 何世文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 18 November 2011 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 03 April 2006 | 18 November 2011 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 03 April 2006 | 18 November 2011 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 03 April 2006 | 18 November 2011 |