SFC Licences of KWAN Kwok Yung 關國勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 15 May 2007 | 23 July 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 12 April 2007 | 23 July 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 April 2007 | 23 July 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 April 2003 | 06 March 2007 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 06 March 2007 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 9 | 01 April 2003 | 30 August 2004 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 01 April 2003 | 30 August 2004 |