SFC Licences of CHAN Kim Ling 陳劍陵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuada Limited 洛爾達有限公司 | RO | 6 | 28 March 2013 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 6 | 24 May 2010 | 23 March 2013 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 6 | 12 April 2010 | 24 May 2010 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RO | 6 | 18 April 2007 | 01 April 2010 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RO | 6 | 03 October 2005 | 28 April 2006 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 4 | 24 June 2005 | 28 April 2006 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 6 | 24 June 2005 | 03 October 2005 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 6 | 08 January 2004 | 08 June 2005 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 4 | 08 January 2004 | 08 June 2005 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 25 November 2003 | 08 January 2004 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 6 | 01 April 2003 | 14 November 2003 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 4 | 01 April 2003 | 14 November 2003 |