SFC Licences of LO Chen Tien 羅增添

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch (Asia Pacific) Limited	RE	4	10 November 2011	13 July 2013
Merrill Lynch Far East Limited	RE	2	03 September 2010	13 July 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	29 September 2008	13 July 2013
Merrill Lynch Futures (Hong Kong) Limited	RE	2	29 September 2008	03 September 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	16 October 2003	12 September 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	12 September 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	01 April 2003	12 September 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	9	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	5	01 April 2003	10 October 2003