SFC Licences of CHANG Tsui Yin 張翠賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 December 2011 | 06 July 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 November 2010 | 06 July 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 20 February 2006 | 01 November 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 30 December 2005 | 01 November 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 December 2005 | 01 November 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 27 May 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |