SFC Licences of LI Tak Shing 李德盛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 09 March 2011 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 09 March 2011 | |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 24 December 2010 | 28 February 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 24 December 2010 | 28 February 2011 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 | RE | 2 | 04 September 2007 | 26 July 2010 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 01 April 2003 | 26 July 2010 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 4 | 01 April 2003 | 11 January 2005 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 6 | 01 April 2003 | 11 January 2005 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 7 | 01 April 2003 | 11 January 2005 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 9 | 01 April 2003 | 11 January 2005 |