SFC Licences of LEUNG Kit Sum Barbara 梁潔沁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 04 May 2015 26 June 2015
Merrill Lynch (Asia Pacific) Limited RE 4 29 November 2011 29 December 2012
Merrill Lynch Far East Limited RE 2 08 September 2010 29 December 2012
Merrill Lynch (Asia Pacific) Limited RE 1 13 October 2008 29 December 2012
Merrill Lynch Futures (Hong Kong) Limited RE 2 13 October 2008 08 September 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 20 May 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 20 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 20 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 10 October 2003