SFC Licences of CHOY Chak Wai 蔡澤偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 04 May 2009 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 23 March 2009 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 23 March 2009 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 March 2009 | |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 09 March 2007 | 21 October 2008 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 30 December 2003 | 21 October 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 21 October 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 23 December 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 23 December 2003 |