SFC Licences of LAI Cheuk Yin 黎卓賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 06 February 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 23 November 2016 11 October 2017
Instinet Pacific Limited 極訊亞太有限公司 RE 7 18 August 2015 22 November 2016
Instinet Pacific Limited 極訊亞太有限公司 RE 4 18 August 2015 22 November 2016
Instinet Pacific Limited 極訊亞太有限公司 RE 1 18 August 2015 22 November 2016
CLSA Limited 中信里昂證券有限公司 RE 1 21 September 2009 21 March 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 28 September 2007 18 September 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 28 September 2007 18 September 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 28 September 2007 18 September 2009
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 30 June 2007
Merrill Lynch Far East Limited RE 1 01 April 2003 30 June 2007
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2003 30 June 2007
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch Far East Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch Far East Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 23 March 2005
Merrill Lynch Futures (Hong Kong) Limited RE 5 01 April 2003 25 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 7 01 April 2003 25 January 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005
Merrill Lynch Far East Limited RE 9 01 April 2003 25 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 9 01 April 2003 25 January 2005