SFC Licences of LAI Cheuk Yin 黎卓賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	1	06 February 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	23 November 2016	11 October 2017
Instinet Pacific Limited 極訊亞太有限公司	RE	7	18 August 2015	22 November 2016
Instinet Pacific Limited 極訊亞太有限公司	RE	4	18 August 2015	22 November 2016
Instinet Pacific Limited 極訊亞太有限公司	RE	1	18 August 2015	22 November 2016
CLSA Limited 中信里昂證券有限公司	RE	1	21 September 2009	21 March 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	28 September 2007	18 September 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	28 September 2007	18 September 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	28 September 2007	18 September 2009
Merrill Lynch Futures (Hong Kong) Limited	RE	2	01 April 2003	30 June 2007
Merrill Lynch Far East Limited	RE	1	01 April 2003	30 June 2007
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	30 June 2007
Merrill Lynch Far East Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch Far East Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	5	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	7	01 April 2003	25 January 2005
Merrill Lynch Futures (Hong Kong) Limited	RE	9	01 April 2003	25 January 2005
Merrill Lynch Far East Limited	RE	9	01 April 2003	25 January 2005