SFC Licences of LEI Pou San 李寶珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 27 January 2004 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 January 2004 | |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 02 January 2004 | 27 January 2004 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 02 January 2004 | 27 January 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 02 January 2004 | 27 January 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 02 January 2004 | 27 January 2004 |
Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 2 | 09 December 2003 | 30 December 2003 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 09 December 2003 | 30 December 2003 |