SFC Licences of SURATKAL Kishore Sheena
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 03 March 2021 | 26 August 2022 |
| NF Trinity Capital (Hong Kong) Limited | RE | 4 | 20 February 2017 | 30 June 2019 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 16 May 2014 | 30 December 2016 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 4 | 30 January 2014 | 30 December 2016 |
| Expedition Advisors Limited | RE | 9 | 11 March 2013 | 19 August 2013 |
| Religare Capital Markets (Hong Kong) Limited | RE | 4 | 22 August 2011 | 20 September 2012 |
| Oaktree Capital (Hong Kong) Limited | RE | 9 | 02 November 2006 | 16 March 2010 |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 15 September 2006 | 16 March 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 29 October 2003 | 11 August 2006 |