SFC Licences of FU Wing Yan, Rebecca 傅穎欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	15 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	15 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	09 February 2017	15 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	09 February 2017	15 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	09 February 2017
Liquidnet Asia Limited 利貫交易網亞洲有限公司	RE	7	03 May 2016	25 October 2016
Liquidnet Asia Limited 利貫交易網亞洲有限公司	RE	1	03 May 2016	25 October 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	18 January 2016	21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	18 January 2016	21 January 2016
Merrill Lynch Far East Limited	RE	2	20 August 2010	29 September 2015
Merrill Lynch Far East Limited	RE	1	31 May 2010	29 September 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	31 May 2010	29 September 2015
Merrill Lynch Futures (Hong Kong) Limited	RE	2	31 May 2010	20 August 2010
Knight Capital Asia Limited 澧盈資本亞洲有限公司	RE	1	27 March 2009	19 April 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	16 October 2003	06 February 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	16 October 2003	06 February 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 April 2003	06 February 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 April 2003	08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	08 October 2003