SFC Licences of LAW Ka Po 羅嘉寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 25 January 2010 25 May 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 27 September 2007 25 May 2013
Merrill Lynch (Asia Pacific) Limited RE 1 31 August 2007 07 September 2007
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 12 June 2007 14 August 2007
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 17 May 2005 08 June 2007
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 10 June 2004 14 May 2005
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 18 March 2004 08 June 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 18 March 2004 08 June 2004
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 01 April 2003 16 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 9 01 April 2003 16 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 01 April 2003 16 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 01 April 2003 16 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 6 01 April 2003 11 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 7 01 April 2003 11 March 2004