SFC Licences of SO Chi Yin 蘇志賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 24 May 2016 | 28 June 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 08 March 2011 | 28 June 2013 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 17 March 2009 | 25 February 2011 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 01 April 2003 | 27 February 2009 |