SFC Licences of CHAN Wei Kwun 陳維鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 17 September 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 17 September 2020
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 1 09 September 2016 07 August 2020
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RO 2 09 September 2016 07 August 2020
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 01 April 2003 09 September 2016
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 09 September 2016
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 02 March 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 02 March 2005
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 6 01 April 2003 30 August 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 01 April 2003 30 August 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 9 01 April 2003 30 August 2004