SFC Licences of FANG Dongming 房東明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 16 February 2017 | |
UBS AG | 1 | 03 April 2013 | ||
UBS Securities Asia Limited | RO | 1 | 31 August 2011 | |
UBS Securities Asia Limited | RE | 1 | 23 June 2009 | 31 August 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 March 2008 | 04 April 2009 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 08 December 2007 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 04 February 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 04 February 2005 |