SFC Licences of WONG David Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 9 | 15 December 2017 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 05 March 2015 | 15 December 2017 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 05 March 2015 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 05 March 2015 | |
| Janchor Partners Limited | RE | 9 | 28 December 2012 | 31 December 2014 |