SFC Licences of NG Ngai Wai 吳毅慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 12 June 2023 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 12 June 2023 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 12 June 2023 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 10 July 2006 | 31 May 2023 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 27 June 2006 | 31 May 2023 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 27 June 2006 | 31 May 2023 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 27 June 2006 | 31 May 2023 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 14 June 2006 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 14 June 2006 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 16 March 2005 | 14 June 2006 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 16 March 2005 | 04 October 2005 |